Flexible. Affordable. Expert Compliance Guidance and only When You Need It.

Why Choose a Compliance Consultant Over a Full-Time Officer?

In today’s high-stakes financial environment, maintaining regulatory compliance is not optional it’s essential. Hiring a full-time compliance officer can be expensive and unnecessary for many firms. That’s where MktProFin’s vetted compliance consultants come in. Tt doesn't matter if you’re a solo advisor, an RIA, or a growing broker-dealer, our consultants deliver top-tier expertise on demand, with no long-term overhead.

By hiring a compliance consultant, you gain:

• Industry-leading expertise in SEC, FINRA, and state regulations

• Flexibility to engage on a project, quarterly, or retainer basis

• Cost efficiency — only pay for the hours you need, without salary, benefits, or office space

• Specialized knowledge — consultants often have broader experience than in-house officers

• Independence and objectivity — get unbiased advice on audits, risk, and internal controls

Services Offered by MktProFin Compliance Consultants

✔️ SEC & FINRA Audit Prep
✔️ Compliance Program Design & Review
✔️ Written Supervisory Procedures (WSPs)
✔️ Anti-Money Laundering (AML) Programs
✔️ Cybersecurity & Data Retention Policies
✔️ Training for Advisors & Staff
✔️ Mock Exams & Risk Assessments

Hire Here Today!